DO & CO AG — Major Shareholding Notification 2023

May 8, 2023

Publication: 08.05.2023 14:00 Source: https://www.pressetext.com/news/20230508038 Keywords: Unternehmen / Beteiligungsmeldung / DO & CO Aktiengesellschaft

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

DO & CO Aktiengesellschaft: Release according to article 135 section 2 BörseG

Wien (pta/08.05.2023/14:00) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer

DO & CO Aktiengesellschaft, Stephansplatz 12, 1010 Wien, Austria

2. Reason for notification

Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: Bank of America Corporation City and country of registered office: Wilmington, DE, United States of America (USA)

4. Names of shareholders, if different from declarants (3)

5. Date on which threshold was crossed or reached 3.05.2023

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	total of both in % (7.a. + 7.b.)	total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached	0,09	3,52	3,6	9949872
Position of previous notification	0,03	4,31	4,34

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code	absolute direct (Sec 130 BörseG 2018)	absolute indirect (Sec 133 BörseG 2018)	in % direct (Sec 130 BörseG 2018)	in % indirect (Sec 133 BörseG 2018)
AT0000818802 0		8652	0.00	0.09
Total:		8,652		0.09

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument	Maturity / Expiration	Exercise or conversion period	Voting Rights Absolute	Voting Rights in %
Securities Lent	N/A	N/A	84451	0.85
Common Stock	N/A	N/A	497	0.00
Convertible Bond	28.01.2026	N/A	190996	1.92
		Total:	275,944	2.77

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument	Maturity / Expiration	Exercise or conversion period	Cash or physical transaction	Voting Rights Absolute	Voting Rights in %
Total Return Swap	31.07.2023	N/A	Cash	625	0.01
Total Return Swap	31.10.2023	N/A	Cash	1200	0.01
Total Return Swap	30.11.2023	N/A	Cash	3657	0.04
Total Return Swap	31.07.2024	N/A	Cash	1788	0.02
Total Return Swap	18.03.2026	N/A	Cash	66708	0.68
			Total:	73,978	0.76

1. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

	No. Name	Directly controlled by No.	Shares held directly (%)	Financial/other instruments held directly (%)	Total of both (%)
1	Bank of America Corporation		n/a	n/a	n/a
2	NB Holdings Corporation	1	n/a	n/a	n/a
3	BofAML Jersey Holdings Limited	2	n/a	n/a	n/a
4	BofAML EMEA Holdings 2 Limited	3	n/a	n/a	n/a
5	ML UK Capital Holdings Limited	4	n/a	n/a	n/a
6	Merrill Lynch International	5	n/a	n/a	n/a
7	BAC North America Holding Company	2	n/a	n/a	n/a
8	Bank of America, National Association	7	n/a	n/a	n/a
9	BofA Securities Inc.	2	n/a	n/a	n/a
10	Merrill Lynch Professional Clearing Corp	9	n/a	n/a	n/a

1. In case of proxy voting

Date of general meeting: N/A Voting rights after general meeting:

1. Other useful information

Emitter:	DO & CO Aktiengesellschaft Stephansplatz 12 1010 Wien Austria
Contact Person:	Mag. Helmut Dimmel
Phone:	+43 664 80 777 1159
E-Mail:	helmut.dimmel@doco.com

Website:	www.doco.com
ISIN(s):	AT0000818802 (Share)
Stock Exchange(s):	Official Trade in Vienna, Free Market in Berlin, Free Market in Dusseldorf, Open Market (Free Market) in Frankfurt, Free Market in Munich, Free Market in Stuttgart, Open Market in Tradegate
Other Stock Exchanges:	London, Istanbul

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