DO & CO AG — Major Shareholding Notification 2022

Nov 23, 2022

publication: 23.11.2022 16:15 source: http://adhoc.pressetext.com/news/1669216500174 keywords: Unternehmen / Beteiligungsmeldung / DO & CO Aktiengesellschaft

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

DO & CO Aktiengesellschaft: Release according to article 135 section 2 BörseG

Vienna (pta028/23.11.2022/16:15) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer:

DO & CO Aktiengesellschaft, Stephansplatz 12, 1010 Wien, Austria

2. Reason for notification:

Acquisition / disposal of shares with voting rights

3. Details of person subject to the notification obligation

Name: Bank of America Corporation

City and country of registered office: Wilmington, DE, United States of America (USA)

1. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

5. Date on which threshold was crossed or reached

17.11.2022

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	total of both in % (7.a. + 7.b.)	total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached	0.71	4.48	5.19	9,744,000
Position of previous notification	0.42	4.56	4.98

7. Notified details of the resulting situation

7.a. Voting rights attached to shares

ISIN code	absolute direct (Sec 130 BörseG 2018)	absolute indirect (Sec 133 BörseG 2018)	in % direct (Sec 130 BörseG 2018)	in % indirect (Sec 133 BörseG 2018)
AT0000818802	0	68,914	0.00	0.71
Total:		68,914		0.71

7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

Type of instrument	Expiration Date	Exercise Period	Voting Rights	Voting Rights in %
			Absolute
Securities Lent	n.a.	n.a.	186,548	1.91
Common Stock	n.a.	n.a.	383	0.00
Convertible Bond	28.01.2026	n.a.	236,884	2.43
		Total:	423,815	4.34

7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

Type of	Expiration Date	Exercise Period	Physical /Cash	Voting Rights	Voting Rights in
instrument			Settlement	Absolute	%
Total Return Swap	13.06.2023	n.a.	Cash	13	0.00
Total Return Swap	31.07.2023	n.a.	Cash	2,883	0.03
Total Return Swap	31.08.2023	n.a.	Cash	2,927	0.03
Total Return Swap	31.10.2023	n.a.	Cash	4,119	0.04
Total Return Swap	31.07.2024	n.a.	Cash	2,580	0.03
Total Return Swap	18.11.2024	n.a.	Cash	580	0.01
			Total:	13,102	0.14

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No.	Name	Directly controlled by	Shares held directly (%)	Financial/other instruments	Total of both (%)
		No.		held directly (%)
1	Bank of
	America
	Corporation
2	NB Holdings	1
	Corporation
3	BofAML Jersey	2
	Holdings
	Limited
4	BofAML EMEA	3
	Holdings 2
	Limited

5	ML UK Capital	4
	Holdings
	Limited
6	Merrill Lynch	5
	International
7	BAC North	2
	America
	Holding
	Company
8	Bank of	7
	America,
	National
	Association
9	BofA Securities	2
	Inc.
10	Merrill Lynch	9
	Professional
	Clearing Corp.

9. In case of proxy voting

Date of general meeting: N/A

10. Additional Information

emitter:	DO & CO Aktiengesellschaft Stephansplatz 12 1010 Wien Austria
contact person:	Mag. Bettina Höfinger
phone:	+43 664 80 777 1157
e-mail:	bettina.hoefinger@doco.com
website:	www.doco.com
ISIN(s):	AT0000818802 (share)
stock exchanges:	official trade in Vienna; open market (free market) in Frankfurt, free market in Stuttgart, free market in Munich, free market in Dusseldorf; open market in Berlin, Tradegate
other stock exchanges:	London, Istanbul

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