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DO & CO AG — Major Shareholding Notification 2021
Mar 2, 2021
740_mrq_2021-03-02_784b5c9a-60c2-470b-a239-fa0a47aa8af1.pdf
Major Shareholding Notification
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DGAPVoting Rights Announcement: DO&COAktiengesellschaft 02.03.2021 / 17:04 Dissemination of a Voting Rights Announcement transmitted byDGAP- a service of EQSGroupAG. The issuer is solelyresponsible for the content of this announcement.
Major holdings notificationpursuant toSec. 130 to134 BörseG2018
Los Angeles, 1.3.2021
Overview
Notificationmade after deadline
Caution: In case of violations of major holdings notification rules, please payattention to Section 137 BörseG2018 (Suspension of voting rights)
-
Issuer:DO&COAktiengesellschaft
-
Reasonfor the notification:Acquisition or disposal of voting rights
-
Personsubject tonotificationobligation
Name:The Capital Group Companies, Inc.
City:Los Angeles
Country:United States
-
Name of shareholder(s):SMALLCAP World Fund, Inc.
-
Date onwhichthe thresholdwas crossedor reached:26.2.2021
6. Total positions
| %of voting rights attached to shares (7.A) |
%of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
Total of both in % (7.A+ 7.B) |
Total number of voting rights of issuer |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached |
3,48 % | 1,53 % | 5,01 % | 9 744 000 |
| Position of previous notification (if applicable) |
3,18 % | 1,53 % | 4,70 % |
Details
7. Notifieddetails of the resultingsituation:
A:Votingrights attachedtoshares
| ISINCode | Number of voting rights | %of voting rights | ||
|---|---|---|---|---|
| Direct (Sec 130 BörseG 2018) |
Indirect (Sec 133 BörseG 2018) |
Direct (Sec 130 BörseG 2018) |
Indirect (Sec 133 BörseG 2018) |
|
| AT0000818802 | 339 391 | 3,48 % | ||
| SUBTOTALA | 339 391 | 3,48 % |
B1:Financial /Other Instruments pursuant toSec. 131 para. 1 No. 1 BörseG2018
| Type of instrument | Expiration Date | Exercise Period | Number of voting rights that maybe |
%of voting rights |
|---|---|---|---|---|
| acquired if the | ||||
| instrument is exercised |
SUBTOTALB.1
B2:Financial /Other Instruments pursuant toSec. 131 para. 1 No. 2 BörseG2018
| Type of instrument | Expiration Date |
Exercise Period |
Physical / Cash Settlement |
Number of voting rights |
%of voting rights |
|---|---|---|---|---|---|
| Rights to recall lent shares of Common Stock |
n/a | n/a | Physisch | 148 780 | 1,53 % |
| SUBTOTAL B.2 |
148 780 | 1,53 % |
8. Informationinrelationtothe personsubject tothe notificationobligation:
Person subject to the notification obligation is not controlled byanynatural person or legal entityand does not control anyother undertaking(s) holding directlyor indirectlyan interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectivelyheld starting with the ultimate controlling natural person or legal entity:
| No. | Name | Directly controlled by No. |
Shares held directly(%) |
Financial/other instruments held directly (%) |
Total of both (%) |
|---|---|---|---|---|---|
| 1 | The Capital Group Companies, Inc. |
||||
| 2 | Capital Research and Management Company |
1 | 3,48 % | 1,53 % | 5,01 % |
9. Incase of proxyvoting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
The Capital Group Companies, Inc. (¿CGC¿) is the parent companyof Capital Research and Management Company(¿CRMC¿) and Capital Bank & Trust Company(¿CB&T¿). CRMCis a U.S.-based investment management companythat serves as investment manager to theAmerican Funds familyof mutual funds, other pooled investment vehicles, as well as individual and institutional clients. CRMCand its investment manager affiliates manage equityassets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMCis the parent companyof Capital Group International, Inc. (¿CGII¿),which in turn is the parent companyof four investment management companies (¿CGIImanagement companies¿): Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K. CGIImanagement companies and CB&Tprimarilyserve as investment managers to institutional and high networth clients. CB&Tis a U.S.-based investment management companythat is a registered investment adviser and an affiliated federallychartered bank.
Neither CGCnor anyof its affiliates own shares of the Issuer for its own account. Rather, the shares reported on this Notification are owned byaccounts under the discretionaryinvestment management of one or more of the investment management companies described above.
SMALLCAP World Fund, Inc. is a mutual fund registered in the United States under the Investment CompanyAct of 1940. SMALLCAP World Fund, Inc. is the legal owner of shares in DO&COAG.
SMALLCAP World Fund, Inc. has granted proxyvoting authorityto CRMC, its investment adviser.
Los Angeles on 1.3.2021
02.03.2021 The DGAPDistribution Services include RegulatoryAnnouncements, Financial/Corporate News and Press Releases. Archive atwww.dgap.de
| Language: | English |
|---|---|
| Company: | DO&COAktiengesellschaft |
| Stephansplatz12 | |
| 1010 Wien | |
| Austria | |
| Internet: | www.doco.com |
End of News DGAPNews Service