AI assistant
DO & CO AG — Major Shareholding Notification 2021
Apr 9, 2021
740_mrq_2021-04-09_c781f37a-1293-4a82-a23f-e7c097d9f9e5.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
publication: 09.04.2021 13:10 source: http://adhoc.pressetext.com/news/1617966629453 keywords: Unternehmen / Beteiligungsmeldung / DO & CO AG
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
DO & CO AG: Release according to art. 135 section 2 BörseG
Vienna (pta023/09.04.2021/13:10) - Release of Announcement according to art. 135 section 2 BörseG Notification of Major Holdings
1. Issuer:
DO & CO AG, Stephansplatz 12, 1010 Wien, Austria
2. Reason for notification:
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: The Goldman Sachs Group, Inc.
City and country of registered office: Wilmington, USA - United States
- Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
06.04.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached |
0.01 | 3.70 | 3.72 | 9,744,000 |
| Position of previous notification |
0.47 | 4.41 | 4.88 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) |
absolute indirect (Sec 133 BörseG 2018) |
in % direct (Sec 130 BörseG 2018) |
in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000818802 | 0 | 1,115 | 0.00 | 0.01 |
| Total: | 1,115 | 0.01 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Voting Rights | Voting Rights in % |
|---|---|---|---|---|
| Absolute | ||||
| Securities Lent | Open | N/A | 253,173 | 2.60 |
| Convertible Bond | 28/01/2026 | N/A | 68,213 | 0.70 |
| Total: | 321,386 | 3.30 |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| Type of | Expiration Date | Exercise Period | Physical /Cash | Voting Rights | Voting Rights in |
|---|---|---|---|---|---|
| instrument | Settlement | Absolute | % | ||
| Total Return Swap |
23/02/2023 | N/A | Cash | 818 | 0.01 |
| CFD | 24/03/2031 | N/A | Cash | 38,691 | 0.40 |
| Total: | 39,509 | 0.41 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
|---|---|---|---|---|---|
| 1 | The Goldman Sachs Group, Inc. |
||||
| 2 | Goldman Sachs (UK) L.L.D. |
1 | |||
| 3 | Goldman Sachs Group UK Limited |
2 | |||
| 4 | Goldman Sachs International |
3 | 2.00 | 2.00 | |
| 5 | Goldman Sachs International Bank |
3 | 0.70 | 0.70 | |
| 6 | Goldman Sachs & Co LLC |
1 | 1.00 | 1.00 | |
| 7 | GSAM Holdings LLC |
1 | |||
| 8 | Goldman Sachs Asset Management L.P. |
7 | 0.01 | 0.01 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
| emitter: | DO & CO AG Stephansplatz 12 1010 Wien Austria |
|---|---|
| contact person: | Mag. Christopher Dlaska, BSc |
| phone: | +43664807771024 |
| e-mail: | [email protected] |
| website: | www.doco.com |
| ISIN(s): | AT0000818802 (share) |
| stock exchanges: | official trade in Vienna; open market (free market) in Frankfurt, free market in Stuttgart, free market in Munich, free market in Dusseldorf; open market in Berlin, Tradegate |
| other stock exchanges: |
London |
News transmitted by pressetext.adhoc. The emitter is responsible for the content.