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DO & CO AG Major Shareholding Notification 2021

Apr 26, 2021

740_mrq_2021-04-26_5731ffcb-b87e-4e54-bf17-54bbe7bf40bd.pdf

Major Shareholding Notification

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publication: 26.04.2021 15:35 source: http://adhoc.pressetext.com/news/1619444100102 keywords: Unternehmen / Beteiligungsmeldung / DO & CO AG

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

DO & CO AG: Release according to art. 135 section 2 BörseG

Vienna (pta040/26.04.2021/15:35) - Release of Announcement according to art. 135 section 2 BörseG Notification of Major Holdings

1. Issuer:

DO & CO AG, Stephansplatz 12, 1010 Wien, Austria

2. Reason for notification:

Change of Total Voting Rights Other reason

3. Details of person subject to the notification obligation

Name: The Capital Group Companies, Inc. ("CGC") City and country of registered office: Los Angeles, USA - United States

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

SMALLCAP World Fund, Inc.

5. Date on which threshold was crossed or reached

22.04.2021

6. Total positions

% of voting rights
attached to shares
(total of 7.a.)
% of voting rights
through instruments
(total of 7.b.1 +
7.b.2)
total of both in %
(7.a. + 7.b.)
total number of
voting rights of
issuer
Resulting situation
on the date on
which threshold
was crossed /
reached
5.51 2.49 8.00 9,744,000
Position of previous
notification
4.02 3.01 7.03

7. Notified details of the resulting situation

7.a. Voting rights attached to shares

ISIN code absolute direct (Sec
absolute indirect
130 BörseG 2018)
(Sec 133 BörseG
in % direct (Sec
130 BörseG 2018)
in % indirect (Sec
133 BörseG 2018)
2018)
AT0000818802 0 537,004 0.00 5.51
Total: 537,004 5.51

7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

Type of instrument Expiration Date Exercise Period Voting Rights
Absolute
Voting Rights in %
Total:

7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

Type of Expiration Date Exercise Period Physical /Cash Voting Rights Voting Rights in
instrument Settlement Absolute %
Securities Lent N/A N/A Physical 242,516 2.49
Total: 242,516 2.49

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly
controlled by
No.
Shares held
directly (%)
Financial/other
instruments
held directly (%)
Total of both
(%)
1 The Capital
Group
Companies, Inc.
("CGC")
2 Capital
Research And
Management
Company
1 5.51 2.49 8.00

9. In case of proxy voting

Date of general meeting: N/A

10. Additional Information

The Capital Group Companies, Inc. (¿CGC¿) is the parent company of Capital Research and Management Company (¿CRMC¿) and Capital Bank & Trust Company (¿CB&T¿). CRMC is a U.S.-based investment management company that serves as investment manager to the American Funds family of mutual funds, other pooled investment vehicles, as well as individual and institutional clients. CRMC and its investment manager affiliates manage equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC is the parent company of Capital Group International, Inc. (¿CGII¿), which in turn is the parent company of four investment management companies (¿CGII management companies¿): Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K. CGII management companies and CB&T primarily serve as investment managers to institutional and high net worth clients. CB&T is a U.S.-based investment management company that is a registered investment adviser and an affiliated federally chartered bank.

Neither CGC nor any of its affiliates own shares of the Issuer for its own account. Rather, the shares reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above.

SMALLCAP World Fund, Inc. is a mutual fund registered in the United States under the Investment Company Act of 1940. SMALLCAP World Fund, Inc. is the legal owner of shares in DO & CO AG.

SMALLCAP World Fund, Inc. has granted proxy voting authority to CRMC, its investment adviser.

Percentage of voting rights attached to shares crossed a threshold of 5%, due to return of lent shares.

emitter: DO & CO AG
Stephansplatz 12
1010 Wien
Austria
contact person: Mag. Maximilian Nausch
phone: +43 664 80 777 1016
e-mail: [email protected]
website: www.doco.com
ISIN(s): AT0000818802 (share)
stock exchanges: official trade in Vienna; open market (free market) in Frankfurt,
free market in Stuttgart, free market in Munich, free market in
Dusseldorf; open market in Berlin, Tradegate
other stock
exchanges:
London

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