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DO & CO AG Major Shareholding Notification 2021

Jul 7, 2021

740_mrq_2021-07-07_3bfaf1fc-5a24-40d5-a517-bfb82bb99bf5.pdf

Major Shareholding Notification

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publication: 07.07.2021 10:00 source: http://adhoc.pressetext.com/news/1625644800568 keywords: Unternehmen / Beteiligungsmeldung / DO & CO AG

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

DO & CO AG: Release according to art. 135 section 2 BörseG

Vienna (pta016/07.07.2021/10:00) - Release of Announcement according to art. 135 section 2 BörseG Notification of Major Holdings

1. Issuer:

DO & CO AG, Stephansplatz 12, 1010 Wien, Austria

2. Reason for notification:

Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: The Goldman Sachs Group, Inc.

City and country of registered office: Wilmington, USA - United States

  1. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

5. Date on which threshold was crossed or reached

02.07.2021

6. Total positions

% of voting rights
attached to shares
(total of 7.a.)
% of voting rights
through instruments
(total of 7.b.1 +
7.b.2)
total of both in %
(7.a. + 7.b.)
total number of
voting rights of
issuer
Resulting situation
on the date on
which threshold
was crossed /
reached
0.08 4.97 5.05 9,744,000
Position of previous
notification
0.01 5.19 5.20

7. Notified details of the resulting situation

7.a. Voting rights attached to shares

ISIN code absolute direct (Sec
130 BörseG 2018)
absolute indirect
(Sec 133 BörseG
2018)
in % direct (Sec
130 BörseG 2018)
in % indirect (Sec
133 BörseG 2018)
AT0000818802 0 7,330 0.00 0.08
Total: 7,330 0.08

7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

Type of instrument Expiration Date Exercise Period Voting Rights Voting Rights in %
Absolute
Securities Lent Open N/A 352,874 3.62
Convertible Bond 28/01/2026 N/A 130,224 1.34
Total: 483,098 4.96

7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

Type of
instrument
Expiration Date Exercise Period Physical /Cash
Settlement
Voting Rights
Absolute
Voting Rights in
%
Total Return
Swap
01/07/2030 N/A Cash 1,394 0.01
Total: 1,394 0.01

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly
controlled by
No.
Shares held
directly (%)
Financial/other
instruments
held directly (%)
Total of both
(%)
1 The Goldman
Sachs Group,
Inc.
2 Goldman Sachs
(UK) L.L.C.
1
3 Goldman Sachs
Group UK
Limited
2
4 Goldman Sachs
International
3 0.04 2.66 2.70
5 Goldman Sachs
International
Bank
3 1.34 1.34
6 Goldman Sachs
& Co. LLC
1 0.02 0.98 1.00
7 GSAM Holdings
LLC
1
8 Goldman Sachs
Asset
Management,
L.P.
7 0.01 0.01

10. Additional Information

emitter: DO & CO AG
Stephansplatz 12
1010 Wien
Austria
contact person: Mag. Maximilian Nausch
phone: +43 664 80 777 1016
e-mail: [email protected]
website: www.doco.com
ISIN(s): AT0000818802 (share)
stock exchanges: official trade in Vienna; open market (free market) in Frankfurt,
free market in Stuttgart, free market in Munich, free market in
Dusseldorf; open market in Berlin, Tradegate
other stock
exchanges:
London

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