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DLH Holdings Corp. — Director's Dealing 2021
Jan 4, 2021
34328_dirs_2021-01-04_c4eaa43a-818d-4032-8449-3fd46148beec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DLH Holdings Corp. (DLHC)
CIK: 0000785557
Period of Report: 2020-12-30
Reporting Person: JohnBull Kathryn M. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-30 | Common Stock | M | 12000 | $1.34 | Acquired | 162000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-30 | Employee Stock Options | $1.34 | M | 12000 | Disposed | 2022-06-25 | Common Stock (12000.0) | Direct |
Footnotes
F1: The option, initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. The remaining shares subject to this option have subsequently vested over time.
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