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Distribution Solutions Group, Inc. — Director's Dealing 2022
Sep 9, 2022
32009_dirs_2022-09-09_30310540-8ffd-40a3-b535-4587d3c0ac8e.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Distribution Solutions Group, Inc. (DSGR)
CIK: 0000703604
Period of Report: 2022-08-17
Reporting Person: CONNORS ROBERT R (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Member Interest in LLC | $ | Common Stock () | Direct |
Footnotes
F1: The Reporting Person also holds equity interests in 301 HW Opus Investors, LLC ("Opus"). Pursuant to the Agreement and Plan of Merger, dated December 29, 2021, by and among Opus, the Issuer and the other parties thereto, Opus is the record owner of 7,000,000 shares of Common Stock of the Issuer. Pursuant to the terms and provisions of the operating agreement of Opus, the Reporting Person is eligible to participate in any distribution of proceeds of the sales of shares of Common Stock of the Issuer owned by Opus to its members, subject to various employment, vesting and performance requirements, as well as other terms and conditions. The Reporting Person does not control Opus and does not have or share investment control over Opus or the shares of Common Stock of the Issuer held by Opus.
F2: (continued from footnote 1) The Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer held by Opus, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose. The controlling member of Opus is LKCM Headwater Investments III, L.P. (HW3). Luther King Capital Management Corporation (LKCM) serves as the investment manager for HW3, and LKCM Headwater Investments III GP, L.P. (HW3 GP) serves as the general partner of HW3. J. Luther King, Jr. is a controlling shareholder of LKCM, and J. Luther King, Jr. and J. Bryan King are the controlling members of LKCM Headwater Investments GP, LLC, the general partner of HW3 GP.