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DIODES INC /DEL/ — Director's Dealing 2021
Mar 3, 2021
31521_dirs_2021-03-02_0fb38fe1-abf1-4f87-8c63-839fa3d30546.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2021-03-01
Reporting Person: LU KEH SHEW (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Diodes Incorporated Common Stock - Performance Stock Units | A | 63000 | $0.00 | Acquired | 270100 | Direct |
| 2021-03-01 | Diodes Incorporated Common Stock - Performance Stock Units | F | 57627 | $81.94 | Disposed | 212473 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock | 442902 | Direct |
| Diodes Incorporated Common Stock | 46150 | Indirect |
| Diodes Incorporated Common Stock | 421671 | Indirect |
| Diodes Incorporated Common Stock | 55655 | Indirect |
| Diodes Incorporated Common Stock | 4700 | Indirect |
Footnotes
F1: The Target Performance was achieved and the 2018 PSU Award was vested at 200%.
F2: These performance stock unit shares were automatically withheld to cover income tax on the vested 2018 performance award.
F3: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.