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DIODES INC /DEL/ — Director's Dealing 2021
May 19, 2021
31521_dirs_2021-05-18_647b4cc8-a1bd-413d-a776-a61b8265c063.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2021-05-14
Reporting Person: LU KEH SHEW (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-14 | Diodes Incorporated Common Stock | M | 17602 | $19.27 | Acquired | 398504 | Direct |
| 2021-05-14 | Diodes Incorporated Common Stock | S | 8500 | $71.0338 | Disposed | 390004 | Direct |
| 2021-05-14 | Diodes Incorporated Common Stock | S | 6461 | $72.0002 | Disposed | 383543 | Direct |
| 2021-05-18 | Diodes Incorporated Common Stock | F | 664 | $70.01 | Disposed | 382879 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-14 | 05/21/12 DIOD NQSO | $19.27 | M | 17602 | Disposed | 2022-05-21 | Diodes Incorporated Common Stock - Diodes (17602) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.205, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.03, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3: Vested restricted stock unit shares were automatically withheld to cover income tax.
F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.