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DIODES INC /DEL/ Director's Dealing 2021

May 19, 2021

31521_dirs_2021-05-18_647b4cc8-a1bd-413d-a776-a61b8265c063.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2021-05-14

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-14 Diodes Incorporated Common Stock M 17602 $19.27 Acquired 398504 Direct
2021-05-14 Diodes Incorporated Common Stock S 8500 $71.0338 Disposed 390004 Direct
2021-05-14 Diodes Incorporated Common Stock S 6461 $72.0002 Disposed 383543 Direct
2021-05-18 Diodes Incorporated Common Stock F 664 $70.01 Disposed 382879 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-14 05/21/12 DIOD NQSO $19.27 M 17602 Disposed 2022-05-21 Diodes Incorporated Common Stock - Diodes (17602) Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.205, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.03, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Vested restricted stock unit shares were automatically withheld to cover income tax.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.