DIODES INC /DEL/ — Director's Dealing 2021

Aug 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2021-08-24

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-24	Diodes Incorporated Common Stock	G	15000	$0.00	Disposed	332638	Direct
2021-08-25	Diodes Incorporated Common Stock	S	8600	$93.2188	Disposed	324038	Direct
2021-08-26	Diodes Incorporated Common Stock	S	2210	$94.2638	Disposed	321828	Direct
2021-08-26	Diodes Incorporated Common Stock	S	3710	$94.182	Disposed	390961	Indirect
2021-08-24	Diodes Incorporated Common Stock	G	15000	$0.00	Acquired	70655	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Diodes Incorporated Common Stock	4700	Indirect
Diodes Incorporated Common Stock - Performance Stock Units	220519	Direct
Diodes Incorporated Common Stock	46150	Indirect

Footnotes

F1: These shares were gifted from the reporting person's direct holdings to The Lu Family Foundation, a non profit foundation and indirect holding.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $93.63, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.15 to $94.50, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.81 to $94.485, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F5: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.