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DIODES INC /DEL/ — Director's Dealing 2020
Apr 30, 2020
31521_dirs_2020-04-30_f341534a-d1ec-4d44-ae80-c4ba3ba452c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2020-04-28
Reporting Person: White Richard Dallas (Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-28 | Diodes Incorporated Common Stock | M | 10000 | $27.92 | Acquired | 79841 | Direct |
| 2020-04-28 | Diodes Incorporated Common Stock | S | 5000 | $50.00 | Disposed | 74841 | Direct |
| 2020-04-28 | Diodes Incorporated Common Stock | S | 5000 | $51.00 | Disposed | 69841 | Direct |
| 2020-04-29 | Diodes Incorporated Common Stock | M | 10000 | $27.92 | Acquired | 79841 | Direct |
| 2020-04-29 | Diodes Incorporated Common Stock | S | 5000 | $52.00 | Disposed | 74841 | Direct |
| 2020-04-29 | Diodes Incorporated Common Stock | S | 5000 | $53.00 | Disposed | 69841 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-28 | 05/27/14 DIOD NQSO | $27.92 | M | 10000 | Disposed | 2022-05-27 | Diodes Incorporated Common Stock - Diodes (10000) | Direct |
| 2020-04-29 | 05/27/14 DIOD NQSO | $27.92 | M | 10000 | Disposed | 2022-05-27 | Diodes Incorporated Common Stock - Diodes (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 20000 | Direct |
Footnotes
F1: Exercised under a 10b5-1 plan.
F2: Sold under a 10b5-1 plan.
F3: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.
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