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DIODES INC /DEL/ — Director's Dealing 2020
May 19, 2020
31521_dirs_2020-05-19_69a2645b-2eec-4153-a196-88c3d32b811c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2020-05-18
Reporting Person: LU KEH SHEW (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-18 | Diodes Incorporated Common Stock | G | 13000 | $0.00 | Disposed | 567587 | Direct |
| 2020-05-18 | Diodes Incorporated Common Stock | A | 6750 | $0.00 | Acquired | 574337 | Direct |
| 2020-05-18 | Diodes Incorporated Common Stock | G | 13000 | $0.00 | Acquired | 33000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock | 46150 | Indirect |
| Diodes Incorporated Common Stock | 700000 | Indirect |
| Diodes Incorporated Common Stock | 4700 | Indirect |
| Diodes Incorporated Common Stock - Performance Stock Units | 251818 | Direct |
Footnotes
F1: These shares were gifted from the reporting person's direct holdings to The Lu Family Foundation, a non profit foundation and indirect holding.
F2: Restricted stock units vest in four equal installments beginning 05/18/2021.
F3: Granted under Rule 16b-3 Plan.
F4: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.