DIODES INC /DEL/ — Director's Dealing 2020

Oct 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2020-10-06

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-06	Diodes Incorporated Common Stock	M	5000	$29.21	Acquired	448921	Direct
2020-10-06	Diodes Incorporated Common Stock	M	5000	$23.35	Acquired	453921	Direct
2020-10-06	Diodes Incorporated Common Stock	S	4474	$59.70	Disposed	449447	Direct
2020-10-06	Diodes Incorporated Common Stock	S	4374	$59.85	Disposed	445073	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-06	05/26/11 DIOD NQSO	$29.21	M	5000	Disposed	2021-05-26	Diodes Incorporated Common Stock - Diodes (5000)	Direct
2020-10-06	06/06/13 DIOD NQSO	$23.35	M	5000	Disposed	2021-06-06	Diodes Incorporated Common Stock - Diodes (5000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Diodes Incorporated Common Stock	46150	Indirect
Diodes Incorporated Common Stock	700000	Indirect
Diodes Incorporated Common Stock	56015	Indirect
Diodes Incorporated Common Stock	4700	Indirect
Diodes Incorporated Common Stock - Performance Stock Units	251818	Direct

Footnotes

F1: Exercised under a 10b5-1 plan.

F2: Sold under a 10b5-1 plan.

F3: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

F5: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.