DIODES INC /DEL/ — Director's Dealing 2019

Feb 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2019-02-04

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-04	Diodes Incorporated Common Stock	M	24000	$15.05	Acquired	601566	Direct
2019-02-04	Diodes Incorporated Common Stock	S	7086	$34.64	Disposed	594480	Direct
2019-02-04	Diodes Incorporated Common Stock	S	7091	$34.35	Disposed	587389	Direct
2019-02-04	Diodes Incorporated Common Stock	S	7082	$34.80	Disposed	580307	Direct
2019-02-05	Diodes Incorporated Common Stock	M	8000	$15.05	Acquired	588307	Direct
2019-02-05	Diodes Incorporated Common Stock	S	7078	$35.07	Disposed	581229	Direct
2019-02-06	Diodes Incorporated Common Stock	M	16000	$19.28	Acquired	597229	Direct
2019-02-06	Diodes Incorporated Common Stock	S	7237	$36.50	Disposed	589992	Direct
2019-02-06	Diodes Incorporated Common Stock	S	7230	$36.80	Disposed	582762	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-04	05/28/09 DIOD NQSO	$15.05	M	24000	Disposed	2019-05-28	Diodes Incorporated Common Stock - Diodes (24000)	Direct
2019-02-05	05/28/09 DIOD NQSO	$15.05	M	8000	Disposed	2019-05-28	Diodes Incorporated Common Stock - Diodes (8000)	Direct
2019-02-06	05/24/2010 DIOD NQSO	$19.28	M	16000	Disposed	2020-05-24	Diodes Incorporated Common Stock - Diodes (16000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Diodes Incorporated Common Stock	46150	Indirect
Diodes Incorporated Common Stock	700000	Indirect
Diodes Incorporated Common Stock - Performance Stock Units	125905	Direct

Footnotes

F1: Exercised under a 10b5-1 plan.

F2: Sold under a 10b5-1 plan.

F3: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

F5: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.