DIODES INC /DEL/ — Director's Dealing 2019

Feb 15, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2019-02-13

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-13	Diodes Incorporated Common Stock	M	16000	$19.28	Acquired	598762	Direct
2019-02-13	Diodes Incorporated Common Stock	S	7221	$37.21	Disposed	591541	Direct
2019-02-13	Diodes Incorporated Common Stock	S	7214	$37.53	Disposed	584327	Direct
2019-02-14	Diodes Incorporated Common Stock	M	68000	$19.28	Acquired	652327	Direct
2019-02-14	Diodes Incorporated Common Stock	S	7208	$37.80	Disposed	645119	Direct
2019-02-14	Diodes Incorporated Common Stock	S	7199	$38.20	Disposed	637920	Direct
2019-02-14	Diodes Incorporated Common Stock	S	7193	$38.50	Disposed	630727	Direct
2019-02-14	Diodes Incorporated Common Stock	S	7186	$38.8024	Disposed	623541	Direct
2019-02-14	Diodes Incorporated Common Stock	S	7178	$39.25	Disposed	616363	Direct
2019-02-14	Diodes Incorporated Common Stock	S	7172	$39.50	Disposed	609191	Direct
2019-02-14	Diodes Incorporated Common Stock	S	7166	$39.80	Disposed	602025	Direct
2019-02-14	Diodes Incorporated Common Stock	S	7158	$40.20	Disposed	594867	Direct
2019-02-14	Diodes Incorporated Common Stock	S	3576	$40.53	Disposed	591291	Direct
2019-02-14	Diodes Incorporated Common Stock	F	5399	$40.63	Disposed	585892	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-13	05/24/2010 DIOD NQSO	$19.28	M	16000	Disposed	2020-05-24	Diodes Incorporated Common Stock - Diodes (16000)	Direct
2019-02-14	05/24/2010 DIOD NQSO	$19.28	M	68000	Disposed	2020-05-24	Diodes Incorporated Common Stock - Diodes (68000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Diodes Incorporated Common Stock	46150	Indirect
Diodes Incorporated Common Stock	700000	Indirect
Diodes Incorporated Common Stock - Performance Stock Units	125905	Direct

Footnotes

F1: Exercised under a 10b5-1 plan.

F2: Sold under a 10b5-1 plan.

F3: Vested restricted stock unit shares were automatically withheld to cover income tax.

F4: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.

F5: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.