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DIODES INC /DEL/ Director's Dealing 2019

Feb 19, 2019

31521_dirs_2019-02-19_869638f3-7337-4498-8bc6-ebbe8a031291.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2019-02-14

Reporting Person: White Richard Dallas (CFO & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-14 Diodes Incorporated Common Stock M 15000 $15.05 Acquired 113920 Direct
2019-02-14 Diodes Incorporated Common Stock S 13108 $40.00 Disposed 100812 Direct
2019-02-15 Diodes Incorporated Common Stock M 15000 $15.05 Acquired 102771 Direct
2019-02-15 Diodes Incorporated Common Stock S 13041 $42.50 Disposed 87771 Direct
2019-02-15 Diodes Incorporated Common Stock S 5000 $40.91 Disposed 97771 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-14 05/28/09 DIOD NQSO $15.05 M 15000 Disposed 2019-05-28 Diodes Incorporated Common Stock - Diodes (15000) Direct
2019-02-15 05/28/09 DIOD NQSO $15.05 M 15000 Disposed 2019-05-28 Diodes Incorporated Common Stock - Diodes (15000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Diodes Incorporated Common Stock - Performance Stock Units 39861 Direct

Footnotes

F1: Exercised under a 10b5-1 plan.

F2: Sold under a 10b5-1 plan.

F3: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.