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DIODES INC /DEL/ — Director's Dealing 2019
Feb 19, 2019
31521_dirs_2019-02-19_869638f3-7337-4498-8bc6-ebbe8a031291.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2019-02-14
Reporting Person: White Richard Dallas (CFO & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-14 | Diodes Incorporated Common Stock | M | 15000 | $15.05 | Acquired | 113920 | Direct |
| 2019-02-14 | Diodes Incorporated Common Stock | S | 13108 | $40.00 | Disposed | 100812 | Direct |
| 2019-02-15 | Diodes Incorporated Common Stock | M | 15000 | $15.05 | Acquired | 102771 | Direct |
| 2019-02-15 | Diodes Incorporated Common Stock | S | 13041 | $42.50 | Disposed | 87771 | Direct |
| 2019-02-15 | Diodes Incorporated Common Stock | S | 5000 | $40.91 | Disposed | 97771 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-14 | 05/28/09 DIOD NQSO | $15.05 | M | 15000 | Disposed | 2019-05-28 | Diodes Incorporated Common Stock - Diodes (15000) | Direct |
| 2019-02-15 | 05/28/09 DIOD NQSO | $15.05 | M | 15000 | Disposed | 2019-05-28 | Diodes Incorporated Common Stock - Diodes (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 39861 | Direct |
Footnotes
F1: Exercised under a 10b5-1 plan.
F2: Sold under a 10b5-1 plan.
F3: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.
F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.
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