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DIODES INC /DEL/ — Director's Dealing 2019
Oct 30, 2019
31521_dirs_2019-10-30_d99890f5-a1b2-40a7-a9a1-e0f7bf4cbfe9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2019-10-28
Reporting Person: Holland Julie (VP Corporate Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-28 | Diodes Incorporated Common Stock | M | 7000 | $23.35 | Acquired | 74120 | Direct |
| 2019-10-28 | Diodes Incorporated Common Stock | S | 6152 | $44.95 | Disposed | 67968 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-28 | 06/06/13 DIOD NQSO | $23.35 | M | 7000 | Disposed | 2021-06-06 | Diodes Incorporated Common Stock - Diodes (7000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 41316 | Direct |
Footnotes
F1: Exercised under a 10b5-1 plan.
F2: Sold under a 10b5-1 plan.
F3: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.
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