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DIODES INC /DEL/ — Director's Dealing 2019
Nov 27, 2019
31521_dirs_2019-11-26_87cea849-deb0-4b00-83c6-d3e8f9568013.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2019-11-25
Reporting Person: White Richard Dallas (Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-25 | Diodes Incorporated Common Stock | M | 4741 | $19.28 | Acquired | 84547 | Direct |
| 2019-11-25 | Diodes Incorporated Common Stock | S | 4741 | $46.5639 | Disposed | 79806 | Direct |
| 2019-11-26 | Diodes Incorporated Common Stock | M | 25259 | $19.28 | Acquired | 105065 | Direct |
| 2019-11-26 | Diodes Incorporated Common Stock | S | 25259 | $46.2783 | Disposed | 79806 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-25 | 05/24/2010 DIOD NQSO | $19.28 | M | 4741 | Disposed | 2020-05-24 | Diodes Incorporated Common Stock - Diodes (4741) | Direct |
| 2019-11-26 | 05/24/2010 DIOD NQSO | $19.28 | M | 25259 | Disposed | 2020-05-24 | Diodes Incorporated Common Stock - Diodes (25259) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 39861 | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.70, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.38, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.