DIODES INC /DEL/ — Director's Dealing 2019

Dec 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2019-12-12

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-12	Diodes Incorporated Common Stock	S	5000	$49.5931	Disposed	573359	Direct
2019-12-12	Diodes Incorporated Common Stock	S	5000	$49.5998	Disposed	568359	Direct
2019-12-12	Diodes Incorporated Common Stock	S	5000	$49.6008	Disposed	563359	Direct
2019-12-12	Diodes Incorporated Common Stock	S	5000	$49.5933	Disposed	558359	Direct
2019-12-12	Diodes Incorporated Common Stock	S	5000	$49.6076	Disposed	553359	Direct
2019-12-12	Diodes Incorporated Common Stock	S	5000	$49.6116	Disposed	548359	Direct
2019-12-12	Diodes Incorporated Common Stock	S	5000	$49.6058	Disposed	543359	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Diodes Incorporated Common Stock	46150	Indirect
Diodes Incorporated Common Stock	700000	Indirect
Diodes Incorporated Common Stock	20000	Indirect
Diodes Incorporated Common Stock	4700	Indirect
Diodes Incorporated Common Stock - Performance Stock Units	184905	Direct

Footnotes

F1: Sold under a 10b5-1 plan.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.115, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.