AI assistant
DIODES INC /DEL/ — Director's Dealing 2019
Dec 14, 2019
31521_dirs_2019-12-13_2a5d1ca1-50fe-4f2b-b974-96066317f90e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2019-12-11
Reporting Person: Tang Francis (VP,Worldwide Discrete Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-11 | Diodes Incorporated Common Stock | M | 10000 | $23.35 | Acquired | 90806 | Direct |
| 2019-12-11 | Diodes Incorporated Common Stock | M | 10000 | $27.92 | Acquired | 100806 | Direct |
| 2019-12-11 | Diodes Incorporated Common Stock | S | 4410 | $47.7536 | Disposed | 96396 | Direct |
| 2019-12-11 | Diodes Incorporated Common Stock | S | 4410 | $47.49 | Disposed | 91986 | Direct |
| 2019-12-11 | Diodes Incorporated Common Stock | S | 4517 | $47.61 | Disposed | 87469 | Direct |
| 2019-12-11 | Diodes Incorporated Common Stock | S | 4517 | $47.7582 | Disposed | 82952 | Direct |
| 2019-12-12 | Diodes Incorporated Common Stock | S | 140 | $50.00 | Disposed | 2770 | Indirect |
| 2019-12-12 | Diodes Incorporated Common Stock | S | 170 | $49.00 | Disposed | 2600 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-11 | 06/06/13 DIOD NQSO | $23.35 | M | 10000 | Disposed | 2021-06-06 | Diodes Incorporated Common Stock - Diodes (10000) | Direct |
| 2019-12-11 | 05/27/14 DIOD NQSO | $27.92 | M | 10000 | Disposed | 2022-05-27 | Diodes Incorporated Common Stock - Diodes (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 53214 | Direct |
Footnotes
F1: Exercised under a 10b5-1 plan.
F2: Sold under a 10b5-1 plan.
F3: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.
F4: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.
F5: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.