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DIODES INC /DEL/ — Director's Dealing 2018
Jun 5, 2018
31521_dirs_2018-06-05_f2013a0b-1736-45f2-9109-5582c512cbe7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2018-06-04
Reporting Person: BELTRAN CLEMENTE (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-04 | Diodes Incorporated Common Stock | M | 1750 | $27.92 | Acquired | 30502 | Direct |
| 2018-06-04 | Diodes Incorporated Common Stock | S | 1665 | $34.95 | Disposed | 28837 | Direct |
| 2018-06-05 | Diodes Incorporated Common Stock | S | 3424 | $35.97 | Disposed | 25413 | Direct |
| 2018-06-04 | Diodes Incorporated Common Stock | S | 700 | $34.98 | Disposed | 11888 | Indirect |
| 2018-06-04 | Diodes Incorporated Common Stock | S | 300 | $34.99 | Disposed | 11588 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-04 | 05/27/14 DIOD NQSO | $27.92 | M | 1750 | Disposed | 2022-05-27 | Diodes Incorporated Common Stock - Diodes (1750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 7597 | Direct |
Footnotes
F1: Exercised under a 10b5-1 plan.
F2: Sold under a 10b5-1 plan.
F3: The amount of securities beneficially owned includes both restricted stock units and common stock.
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