DIODES INC /DEL/ — Director's Dealing 2018

Aug 28, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2018-08-24

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-24	Diodes Incorporated Common Stock	M	5000	$15.05	Acquired	620304	Direct
2018-08-24	Diodes Incorporated Common Stock	S	4392	$37.8202	Disposed	615912	Direct
2018-08-27	Diodes Incorporated Common Stock	M	50000	$15.05	Acquired	665912	Direct
2018-08-27	Diodes Incorporated Common Stock	S	4389	$37.95	Disposed	661523	Direct
2018-08-27	Diodes Incorporated Common Stock	S	4390	$38.00	Disposed	657133	Direct
2018-08-27	Diodes Incorporated Common Stock	S	100	$38.08	Disposed	657033	Direct
2018-08-27	Diodes Incorporated Common Stock	S	6922	$38.05	Disposed	650111	Direct
2018-08-27	Diodes Incorporated Common Stock	S	7019	$38.25	Disposed	643092	Direct
2018-08-27	Diodes Incorporated Common Stock	S	7016	$38.45	Disposed	636076	Direct
2018-08-27	Diodes Incorporated Common Stock	S	7012	$38.65	Disposed	629064	Direct
2018-08-27	Diodes Incorporated Common Stock	S	5608	$38.96	Disposed	623456	Direct
2018-08-27	Diodes Incorporated Common Stock	S	1400	$38.95	Disposed	622056	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-24	05/28/09 DIOD NQSO	$15.05	M	5000	Disposed	2019-05-28	Diodes Incorporated Common Stock - Diodes (5000)	Direct
2018-08-27	05/28/09 DIOD NQSO	$15.05	M	50000	Disposed	2019-05-28	Diodes Incorporated Common Stock - Diodes (50000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Diodes Incorporated Common Stock	46150	Indirect
Diodes Incorporated Common Stock	700000	Indirect
Diodes Incorporated Common Stock - Performance Stock Units	125905	Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.81 to $37.8319, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.

F3: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.