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DIODES INC /DEL/ Director's Dealing 2018

Aug 28, 2018

31521_dirs_2018-08-28_0da4b759-7119-43fb-9058-c950cd7bf221.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2018-08-27

Reporting Person: Tang Francis (VP,Worldwide Discrete Products)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-27 Diodes Incorporated Common Stock M 7000 $29.21 Acquired 88597 Direct
2018-08-27 Diodes Incorporated Common Stock S 6560 $38.90 Disposed 82037 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-27 05/26/11 DIOD NQSO $29.21 M 7000 Disposed 2021-05-26 Diodes Incorporated Common Stock - Diodes (7000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Diodes Incorporated Common Stock 2580 Indirect
Diodes Incorporated Common Stock - Performance Stock Units 36214 Direct

Footnotes

F1: Exercised under a 10b5-1 plan.

F2: Sold under a 10b5-1 plan.

F3: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.