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DIODES INC /DEL/ Director's Dealing 2017

May 13, 2017

31521_dirs_2017-05-12_b3785a67-057d-4bbb-aad4-052c827f4317.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2017-05-10

Reporting Person: Tang Francis (VP,Worldwide Discrete Products)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-10 Diodes Incorporated Common Stock M 6750 $24.66 Acquired 76577 Direct
2017-05-10 Diodes Incorporated Common Stock S 2222 $26.00 Disposed 74355 Direct
2017-05-10 Diodes Incorporated Common Stock S 2212 $26.50 Disposed 72143 Direct
2017-05-10 Diodes Incorporated Common Stock S 2205 $27.00 Disposed 69938 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-10 5/31/2007 DIOD NQSO $24.66 M 6750 Disposed 2017-05-31 Diodes Incorporated Common Stock - Diodes (6750) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Diodes Incorporated Common Stock 1200 Indirect
Diodes Incorporated Common Stock - Performance Stock Units 18214 Direct

Footnotes

F1: Exercise pursuant to previously filed 10b5-1 Plan.

F2: Sale pursuant to previously filed 10b5-1 Plan.

F3: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.