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DIODES INC /DEL/ Director's Dealing 2017

May 22, 2017

31521_dirs_2017-05-22_eb68ce12-aee4-46ee-9b65-58f1743d71e8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2017-05-19

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-19 Diodes Incorporated Common Stock M 13842 $24.66 Acquired 1080636 Direct
2017-05-19 Diodes Incorporated Common Stock S 13503 $26.00 Disposed 1067133 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-19 5/31/2007 DIOD NQSO $24.66 M 13842 Disposed 2017-05-31 Diodes Incorporated Common Stock - Diodes (13842) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Diodes Incorporated Common Stock 90400 Indirect
Diodes Incorporated Common Stock 476783 Indirect
Diodes Incorporated Common Stock - Performance Stock Units 62905 Direct
Diodes Incorporated Common Stock 46150 Indirect

Footnotes

F1: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.

F2: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.