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DIODES INC /DEL/ — Director's Dealing 2017
Oct 4, 2017
31521_dirs_2017-10-04_7f7cd8c8-54bc-4dde-af5a-15060ef4aa15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2017-10-02
Reporting Person: White Richard Dallas (CFO & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-02 | Diodes Incorporated Common Stock | M | 15000 | $27.95 | Acquired | 108621 | Direct |
| 2017-10-02 | Diodes Incorporated Common Stock | S | 14752 | $30.01 | Disposed | 93869 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-02 | 05/29/2008 DIOD NQSO | $27.95 | M | 15000 | Disposed | 2018-05-29 | Diodes Incorporated Common Stock - Diodes (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 19861 | Direct |
Footnotes
F1: Exercised under a 10b5-1 plan.
F2: Sold under a 10b5-1 plan.
F3: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.
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