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DIODES INC /DEL/ — Director's Dealing 2017
Oct 6, 2017
31521_dirs_2017-10-06_a4b30755-4fb7-4836-ac55-f3988bc4b14d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2017-10-05
Reporting Person: BELTRAN CLEMENTE (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-05 | Diodes Incorporated Common Stock | M | 7000 | $23.35 | Acquired | 34087 | Direct |
| 2017-10-05 | Diodes Incorporated Common Stock | S | 6581 | $31.00 | Disposed | 27506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-05 | 06/06/13 DIOD NQSO | $23.35 | M | 7000 | Disposed | 2021-06-06 | Diodes Incorporated Common Stock - Diodes (7000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock | 11613 | Indirect |
| Diodes Incorporated Common Stock - Performance Stock Units | 3797 | Direct |
Footnotes
F1: Exercised under a 10b5-1 plan.
F2: Sold under a 10b5-1 plan.
F3: The amount of securities beneficially owned includes both restricted stock units and common stock.
F4: Non-qualified stock options exercisable in four equal annual installments beginning 7/1/2014.
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