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DIODES INC /DEL/ Director's Dealing 2017

Oct 30, 2017

31521_dirs_2017-10-30_1e3101eb-259a-455f-8073-6777bb7399be.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2017-10-27

Reporting Person: BELTRAN CLEMENTE (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-27 Diodes Incorporated Common Stock M 5250 $27.92 Acquired 31256 Direct
2017-10-27 Diodes Incorporated Common Stock S 4993 $35.00 Disposed 26263 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-27 05/27/14 DIOD NQSO $27.92 M 5250 Disposed 2022-05-27 Diodes Incorporated Common Stock - Diodes (5250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Diodes Incorporated Common Stock 10788 Indirect
Diodes Incorporated Common Stock - Performance Stock Units 3797 Direct

Footnotes

F1: Exercised under a 10b5-1 plan.

F2: Sold under a 10b5-1 plan.

F3: The amount of securities beneficially owned includes both restricted stock units and common stock.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.