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DIODES INC /DEL/ Director's Dealing 2017

Nov 14, 2017

31521_dirs_2017-11-14_8eae770e-92a2-4e09-ad42-234ebe751ea9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2017-11-10

Reporting Person: KING MARK A (SVP Sales & Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-10 Diodes Incorporated Common Stock M 9289 $27.95 Acquired 89177 Direct
2017-11-10 Diodes Incorporated Common Stock S 9289 $31.841 Disposed 79888 Direct
2017-11-13 Diodes Incorporated Common Stock M 880 $27.95 Acquired 80768 Direct
2017-11-13 Diodes Incorporated Common Stock S 580 $31.40 Disposed 80188 Direct
2017-11-13 Diodes Incorporated Common Stock S 300 $31.20 Disposed 79888 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-10 05/29/2008 DIOD NQSO $27.95 M 9289 Disposed 2018-05-29 Diodes Incorporated Common Stock - Diodes (9289) Direct
2017-11-13 05/29/2008 DIOD NQSO $27.95 M 880 Disposed 2018-05-29 Diodes Incorporated Common Stock - Diodes (880) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Diodes Incorporated Common Stock - Performance Stock Units 20332 Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.80 to $31.94, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: Restricted stock units vest in four equal installments beginning 05/29/2009.