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DIODES INC /DEL/ — Director's Dealing 2015
Dec 18, 2015
31521_dirs_2015-12-18_9ad78977-1600-4f04-a47b-b32b44cc6d5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2015-08-20
Reporting Person: LU KEH SHEW (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-20 | Diodes Incorporated Common Stock | G | 12600 | $0.00 | Disposed | 90400 | Indirect |
| 2015-08-20 | Diodes Incorporated Common Stock | G | 7000 | $0.00 | Acquired | 40550 | Indirect |
| 2015-08-21 | Diodes Incorporated Common Stock | G | 2800 | $0.00 | Acquired | 43350 | Indirect |
| 2015-08-24 | Diodes Incorporated Common Stock | G | 2800 | $0.00 | Acquired | 46150 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock | 1621720 | Direct |
| Diodes Incorporated Common Stock | 476783 | Indirect |
Footnotes
F1: This transaction involved a gift of securities by the reporting person to his grandchildren under the Uniform Gifts to Minors Act. The reporting person is custodian of his minor grandchildrens accounts. The transaction reported herein involves a transfer of 12,600 shares from the reporting persons revocable trust to the custodial accounts. The reporting person disclaims beneficial ownership of the shares held by his minor grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F2: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.