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DIODES INC /DEL/ Director's Dealing 2015

Dec 18, 2015

31521_dirs_2015-12-18_9ad78977-1600-4f04-a47b-b32b44cc6d5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2015-08-20

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-20 Diodes Incorporated Common Stock G 12600 $0.00 Disposed 90400 Indirect
2015-08-20 Diodes Incorporated Common Stock G 7000 $0.00 Acquired 40550 Indirect
2015-08-21 Diodes Incorporated Common Stock G 2800 $0.00 Acquired 43350 Indirect
2015-08-24 Diodes Incorporated Common Stock G 2800 $0.00 Acquired 46150 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Diodes Incorporated Common Stock 1621720 Direct
Diodes Incorporated Common Stock 476783 Indirect

Footnotes

F1: This transaction involved a gift of securities by the reporting person to his grandchildren under the Uniform Gifts to Minors Act. The reporting person is custodian of his minor grandchildrens accounts. The transaction reported herein involves a transfer of 12,600 shares from the reporting persons revocable trust to the custodial accounts. The reporting person disclaims beneficial ownership of the shares held by his minor grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F2: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.