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DIODES INC /DEL/ — Director's Dealing 2006
Sep 18, 2006
31521_dirs_2006-09-18_0745830e-2961-4de2-a693-17149192936c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2006-09-15
Reporting Person: WERTZ CARL C (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-09-15 | Common Stock | M | 20250 | $3.6978 | Acquired | 23671 | Direct |
| 2006-09-15 | Common Stock | S | 20250 | $44.3044 | Disposed | 3421 | Direct |
| 2006-09-15 | Common Stock | M | 13500 | $3.7911 | Acquired | 16921 | Direct |
| 2006-09-15 | Common Stock | S | 13500 | $44.2962 | Disposed | 3421 | Direct |
| 2006-09-18 | Common Stock | M | 6750 | $3.7911 | Acquired | 10171 | Direct |
| 2006-09-18 | Common Stock | S | 6750 | $44.75 | Disposed | 3421 | Direct |
| 2006-09-18 | Common Stock | M | 10250 | $8.6933 | Acquired | 13671 | Direct |
| 2006-09-18 | Common Stock | S | 10250 | $47 | Disposed | 3421 | Direct |
| 2006-09-18 | Common Stock | M | 10000 | $8.6933 | Acquired | 13421 | Direct |
| 2006-09-18 | Common Stock | S | 10000 | $46 | Disposed | 3421 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-15 | Common Stock (Right to Buy) | $3.6978 | M | 20250 | Disposed | 2011-07-30 | Common Stock (20250) | Direct |
| 2006-09-15 | Common Stock (Right to Buy) | $3.7911 | M | 13500 | Disposed | 2012-06-28 | Common Stock (13500) | Direct |
| 2006-09-18 | Common Stock (Right to Buy) | $3.7911 | M | 6750 | Disposed | 2012-06-28 | Common Stock (6750) | Direct |
| 2006-09-18 | Common Stock (Right to Buy) | $8.6933 | M | 20250 | Disposed | 2013-08-01 | Common Stock (20250) | Direct |
Footnotes
F1: Exercise pursuant to previously filed 10b5-1 Plan.
F2: Sale pursuant to previously filed 10b5-1 Plan.
F3: Options exercisable in 3 equal annual installments beginning 07/30/2002.
F4: Granted under Rule 16b-3 Plan.
F5: Options exercisable in 3 equal annual installments beginning 06/28/2003.
F6: Options exercisable in 3 equal annual installments beginning 08/01/2004.
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