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DILLARD'S, INC. — Director's Dealing 2021
May 26, 2021
30624_dirs_2021-05-26_20d1d999-9be2-47e8-bc23-f55e7dfcb875.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DILLARD'S, INC. (DDS)
CIK: 0000028917
Period of Report: 2021-05-24
Reporting Person: DILLARD ALEX (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-24 | Common Class A | A | 100 | $130.28 | Acquired | 1009522 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Class A - Retirement Plan | 0 | Direct |
| Common Class A | 41496 | Indirect |
| Common Class A | 7300 | Indirect |
| Common Class A | 36500 | Indirect |
Footnotes
F1: These shares are held by W.D. Company, Inc. The reporting person owns 27.9% of W.D. Company, Inc. and is one of its directors and officers. W. D. Company, Inc. also holds 3,985,776 shares of Class B Common Stock, which are convertible into shares of Class A Common Stock on a one-for-one basis.
F2: Trustee of GST Trust
F3: Owned by Spouse.
F4: Between January 3, 2016 and May 20, 2021, the reporting person acquired 3,238 shares of Class A Common Stock under the 401k Plan. This acquisition is exempt under Rule 16(b)-3(c). These shares were distributed from the Plan on May 20, 2021.
F5: The total amount of securities includes the distributed shares discussed in Footnote 4.