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DILLARD'S, INC. Director's Dealing 2018

Mar 21, 2018

30624_dirs_2018-03-20_f017fe81-dbee-4bf5-89bd-b3aace82044c.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: DILLARD'S, INC. (DDS)
CIK: 0000028917
Period of Report: 2018-02-03

Reporting Person: DILLARD ALEX (Director, President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Class A 1011306 Direct
Common Class A - Retirement Plan 1251 Direct
Common Class A 41496 Indirect
Common Class A 7300 Indirect
Common Class A 36000 Indirect

Footnotes

F1: These shares are held by W.D. Company, Inc. The reporting person owns 27.9% of W.D. Company, Inc. and is one of its directors and officers. W. D. Company, Inc. also holds 3,985,776 shares of Class B Common Stock, which are convertible into shares of Class A Common Stock on a one-for-one basis

F2: Trustee of GST Trust

F3: Owned by Spouse

F4: Between January 29, 2017 and February 3, 2018, the reporting person acquired 635 shares of Dillard's Class A Common Stock under the Dillard's 401(k) plan. This acquisition is exempt under Rule 16b-3(c).

F5: This amount has been adjusted to account for a record discrepancy resulting from the rounding of fractional shares.