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DILLARD'S, INC. — Director's Dealing 2018
Mar 21, 2018
30624_dirs_2018-03-20_de4dbc63-61e5-4131-96bf-425fa4aa0c91.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: DILLARD'S, INC. (DDS)
CIK: 0000028917
Period of Report: 2018-02-03
Reporting Person: DILLARD WILLIAM T II (Director, CEO, Chairman of Board)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Class A | 1089567 | Direct |
| Common Class A - Retirement Plan | 182 | Direct |
| Common Class A | 41496 | Indirect |
| Common Class A | 7300 | Indirect |
Footnotes
F1: These shares are held by W.D. Company, Inc. The reporting person owns 27.4% of W.D. Company, Inc. and is one of its directors and officers. W. D. Company, Inc. also holds 3,985,776 shares of Class B Common Stock, which are convertible into shares of Class A Common Stock on a one-for-one basis.
F2: Trustee of GST Trust
F3: Between January 29, 2017 and February 3, 2018, the reporting person acquired 635 shares of Dillard's Class A Common Stock under the Dillard's 401(k) plan. This acquistion is exempt under Rule 16b-3(c). Shares totaling 1,069 were distributed from the plan during the period.
F4: This amount has been adjusted to account for a record discrepancy resulting from the rounding of fractional shares.