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DILLARD'S, INC. — Director's Dealing 2017
Mar 14, 2017
30624_dirs_2017-03-14_5d263f69-3f5f-4d8f-b0b4-bf91a9ecdb1b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: DILLARD'S, INC. (DDS)
CIK: 0000028917
Period of Report: 2017-01-28
Reporting Person: DILLARD ALEX (Director, President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Class A | 1008233 | Direct |
| Common Class A - Retirement Plan | 616 | Direct |
| Common Class A | 41496 | Indirect |
| Common Class A | 7300 | Indirect |
| Common Class A | 36000 | Indirect |
| Common Class B | 3985776 | Indirect |
Footnotes
F1: These shares are held by W.D. Company. The reporting person owns 27.9% of W.D. Company and is one of its directors and officers.
F2: Trustee of GST Trust
F3: Owned by Spouse
F4: Between January 31, 2016 and January 28, 2017, the reporting person acquired 469 shares of Dillard's Common Class A stock under the Dillard's 401(k) plan. This acquisition is exempt under Rule 16b-3(c).
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