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DILLARD'S, INC. — Director's Dealing 2009
Jul 14, 2009
30624_dirs_2009-07-14_5b7342c7-608e-4d1c-92b0-35dda70e5528.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DILLARDS INC (DDS)
CIK: 0000028917
Period of Report: 2008-09-19
Reporting Person: DILLARD WILLIAM T II (Director, CEO, Chairman of Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-09-19 | Common Class A | A | 116 | $13.47 | Acquired | 707592 | Direct |
| 2008-09-26 | Common Class A | A | 124 | $12.60 | Acquired | 707756 | Direct |
| 2008-10-03 | Common Class A | A | 138 | $11.29 | Acquired | 707894 | Direct |
| 2008-10-10 | Common Class A | A | 201 | $7.75 | Acquired | 708095 | Direct |
| 2008-10-17 | Common Class A | A | 234 | $6.65 | Acquired | 708329 | Direct |
| 2008-10-27 | Common Class A | A | 361 | $4.31 | Acquired | 808690 | Direct |
| 2008-10-31 | Common Class A | A | 296 | $5.26 | Acquired | 808986 | Direct |
| 2008-11-04 | Common Class A | A | 870 | $5.55 | Acquired | 809856 | Direct |
| 2008-11-07 | Common Class A | A | 320 | $4.87 | Acquired | 810176 | Direct |
| 2008-11-14 | Common Class A | A | 423 | $3.68 | Acquired | 810599 | Direct |
| 2008-11-21 | Common Class A | A | 535 | $2.91 | Acquired | 811134 | Direct |
| 2008-11-28 | Common Class A | A | 442 | $3.53 | Acquired | 811576 | Direct |
| 2008-12-05 | Common Class A | A | 417 | $3.74 | Acquired | 811993 | Direct |
| 2008-12-12 | Common Class A | A | 406 | $3.84 | Acquired | 812399 | Direct |
| 2008-12-19 | Common Class A | A | 383 | $4.06 | Acquired | 812782 | Direct |
| 2008-12-26 | Common Class A | A | 464 | $3.36 | Acquired | 813246 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Class A - Retirement Plan | 87337 | Direct |
| Common Class A | 41496 | Direct |
| Common Class B | 3985776 | Direct |
Footnotes
F1: 41,496 Shares By W.D. Company. Reporting person owns 27.4%. This is W.D. Co.'s entire interest.
F2: 3,985,776 Class B Shares By W.D. Company. Reporting person owns 27.4% . This is W.D. Co.'s entire interest.
F3: Represents an aquisition of Class A Common Stock from contributions to the Dillard's, Inc "Stock Purchase Plan". Effective January 1, 2008, the Issuer's qualified defined contribution retirement plan was amended and, accordingly, subsequent to that date the Stock Purchase Plan no longer meets all of the requirements for an "Excess Benefit Plan" under which transactions are generally exempt from reporting pursuant to Rules16b-3(c) and 16a-3(f)(1)(i)(B) under the Securities Exchange Act of 1934 ( the "Act"). Such aquisistions, however, continue to be exempt from potential liability under Section 16(b) of the Act pursuant to Rule 16b-3(d) under the Act.