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DigitalOcean Holdings, Inc. — Director's Dealing 2021
Dec 3, 2021
31319_dirs_2021-12-03_130168d2-b7ff-46a1-8590-728ee904285f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DigitalOcean Holdings, Inc. (DOCN)
CIK: 0001582961
Period of Report: 2021-12-01
Reporting Person: SHAPIRO ALAN (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | F | 345.00 | $100.81 | Disposed | 139504.00 | Direct |
| 2021-12-02 | Common Stock | M | 15000.00 | $4.17 | Acquired | 154504.00 | Direct |
| 2021-12-02 | Common Stock | M | 25000.00 | $3.43 | Acquired | 179504.00 | Direct |
| 2021-12-02 | Common Stock | S | 40000.00 | $90.26 | Disposed | 139504.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | Stock Option (Right to Buy) | $4.17 | M | 15000.00 | Disposed | 2028-07-31 | Common Stock (15000.00) | Direct |
| 2021-12-02 | Stock Option (Right to Buy) | $3.43 | M | 25000.00 | Disposed | 2028-02-28 | Common Stock (25000.00) | Direct |
Footnotes
F1: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.
F2: The amount reported includes shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B).
F3: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $90.00-$91.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4: Immediately exercisable.
F5: One fourth of the shares underlying this option vested and became exercisable on March 1, 2019, and the remaining shares underlying this option vest in 36 equal monthly installments beginning on April 1, 2019, subject to the Reporting Person's continuous service with the Issuer on each such date.