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DigitalBridge Group, Inc. — Director's Dealing 2021
Jul 19, 2021
31578_dirs_2021-07-19_43cf0d2e-bdc9-42ad-9794-317f26cc5be4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DigitalBridge Group, Inc. (DBRG)
CIK: 0001679688
Period of Report: 2021-07-15
Reporting Person: BARRACK THOMAS JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-15 | Class B Common Stock | J | 67953 | $0.00 | Disposed | 665978 | Indirect |
| 2021-07-15 | Class A Common Stock | J | 67953 | $0.00 | Acquired | 4004609 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-15 | Deferred Stock | $ | A | 2265 | Acquired | Class A Common Stock (2265) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| OP Units | $ | Class A Common Stock () | 23642307 | Indirect |
Footnotes
F1: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.
F2: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date.
F3: The OP Units are held by the limited liability companies controlled by the reporting person (the "Holdcos"). The reporting person disclaims beneficial ownership of the OP Units held by the Holdcos except to the extent of his pecuniary interest therein.
F4: Represents the receipt of deferred stock units ("Deferred Stock") granted by the issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the issuer's non-executive director compensation policy.
F5: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.