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DigitalBridge Group, Inc. — Director's Dealing 2020
Mar 18, 2020
31578_dirs_2020-03-18_6b3a8d04-bc7b-495d-b7d4-0865b3353812.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Colony Capital, Inc. (CLNY)
CIK: 0001679688
Period of Report: 2020-03-16
Reporting Person: BARRACK THOMAS JR (Director, Executive Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-16 | Class A Common Stock | F | 129459 | $2.17 | Disposed | 1938921 | Indirect |
| 2020-03-16 | Class A Common Stock | A | 987654 | $0.00 | Acquired | 2926575 | Indirect |
| 2020-03-16 | Class A Common Stock | A | 2511025 | $0.00 | Acquired | 5437600 | Indirect |
| 2020-03-16 | Class A Common Stock | F | 1127759 | $2.17 | Disposed | 4309841 | Indirect |
Footnotes
F1: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.
F2: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2021, March 15, 2022 and March 15, 2023.
F3: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer in connection with the payment (in lieu of cash) for the reporting person's 2019 annual cash bonus, which are generally subject to a three year lock-up.
F4: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the restricted shares of Class A common stock acquired as described in Footnote (3) above, such that the net number of shares granted to the reporting person by the Issuer was 1,383,266.