DigitalBridge Group, Inc. — Director's Dealing 2020

Mar 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Colony Capital, Inc. (CLNY)
CIK: 0001679688
Period of Report: 2020-03-18

Reporting Person: BARRACK THOMAS JR (Director, Executive Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-18	7.50% Series G Preferred Stock	P	4350	$13.4086	Acquired	163143	Indirect
2020-03-18	7.125% Series H Preferred Stock	P	17184	$7.9117	Acquired	17184	Indirect
2020-03-18	7.15% Series I Preferred Stock	P	40000	$8.7177	Acquired	40000	Indirect
2020-03-18	7.125% Series J Preferred Stock	P	11924	$8.1644	Acquired	11924	Indirect
2020-03-19	7.125% Series H Preferred Stock	P	12804	$10.8282	Acquired	29988	Indirect
2020-03-19	7.15% Series I Preferred Stock	P	27218	$11.8489	Acquired	67218	Indirect
2020-03-19	7.125% Series J Preferred Stock	P	3600	$11.4155	Acquired	15524	Indirect
2020-03-20	7.125% Series H Preferred Stock	P	50000	$12.0526	Acquired	79988	Indirect
2020-03-20	7.15% Series I Preferred Stock	P	11960	$12.001	Acquired	79178	Indirect
2020-03-20	7.125% Series J Preferred Stock	P	500	$12.08	Acquired	16024	Indirect

Footnotes

F1: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.