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DigitalBridge Group, Inc. — Director's Dealing 2018
Feb 14, 2018
31578_dirs_2018-02-14_f346ae11-f797-4447-8b7a-74f630fa3e7a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Colony NorthStar, Inc. (CLNS)
CIK: 0001679688
Period of Report: 2017-12-31
Reporting Person: BARRACK THOMAS JR (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-23 | 8.50% Series F Preferred Stock | J | 373784 | $25.00 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| 7.50% Series G Preferred Stock | 297841 | Indirect |
| 7.125% Series H Preferred Stock | 292093 | Indirect |
Footnotes
F1: The reported securities were redeemed by the Issuer at a price equal to $25.00.
F2: Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony NorthStar, Inc. and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.