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DigitalBridge Group, Inc. — Director's Dealing 2018
Dec 13, 2018
31578_dirs_2018-12-13_0ccbe970-a9f1-4cbe-a51f-847faef43ee8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Colony Credit Real Estate, Inc. (CLNC)
CIK: 0001717547
Period of Report: 2018-12-03
Reporting Person: Colony Capital, Inc. (10% Owner)
Reporting Person: Colony Capital Operating Company, LLC (10% Owner)
Reporting Person: NRF Holdco, LLC (10% Owner)
Reporting Person: NRF RED REIT Corp. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 461422 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B-3 Common Stock | $ | Class A Common Stock (44399444.0) | Indirect | ||
| OP Units | $ | Class A Common Stock (3075623.0) | Indirect |
Footnotes
F1: NRF Holdco, LLC, a Delaware limited liability company ("Holdco"), is the direct owner of the shares of the Issuer's Class A Common Stock. Holdco is an indirect subsidiary of Colony Capital, Inc., a Maryland corporation ("CLNY"). CLNY may be deemed to beneficially own the shares of Class A Common Stock directly owned by Holdco.
F2: Colony Capital Operating Company, LLC, a Delaware limited liability company ("CCOC"), is the direct owner of the shares of the Issuer's Class B-3 Common Stock. CCOC is a direct subsidiary and the operating company of CLNY. CLNY may be deemed to beneficially own the shares of Class B-3 Common Stock directly owned by CCOC. Each share of Class B-3 Common Stock will automatically convert into one share of Class A Common Stock upon the close of trading on February 1, 2019.
F3: Represents units of limited liability company interest ("OP Units") in Credit RE Operating Company, LLC, the operating company of the Issuer. After January 31, 2019, the OP Units are redeemable for cash or, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis.
F4: NRF RED REIT Corp., a Maryland corporation ("RED REIT"), is the direct owner of the OP Units. RED REIT is an indirect subsidiary of CLNY. CLNY may be deemed to beneficially own the OP Units directly owned by RED REIT.