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DigitalBridge Group, Inc. — Director's Dealing 2017
Nov 18, 2017
31578_dirs_2017-11-17_a32f7aa3-d9a0-4f20-b527-76e8e5b6820f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Colony NorthStar, Inc. (CLNS)
CIK: 0001679688
Period of Report: 2017-11-15
Reporting Person: BARRACK THOMAS JR (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Class B Common Stock | J | 5634 | $0.00 | Disposed | 736240 | Indirect |
| 2017-11-15 | Class A Common Stock | J | 5634 | $0.00 | Acquired | 1371124 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | OP Units | $ | G | 200000 | Acquired | Class A Common Stock (200000) | Indirect |
Footnotes
F1: In connection with a charitable donation of 200,000 OP Units owned indirectly by Mr. Jonathan Grunzweig, in accordance with the terms of the Class B common stock owned by Mr. Barrack, 5,634 shares of Class B common stock were required to be converted to Class A common stock.
F2: The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
F3: The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.