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Digital Turbine, Inc. — Director's Dealing 2021
Jun 3, 2021
32606_dirs_2021-06-03_dfe0164b-7b5e-4794-8218-90189a7bcf52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Digital Turbine, Inc. (APPS)
CIK: 0000317788
Period of Report: 2021-06-01
Reporting Person: GARRISON J. BARRETT (Executive Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | A | 14769 | — | Acquired | 245032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-01 | Performance Stock Units | $0.0 | A | 7384 | Acquired | Common Stock (7384.0) | Direct | |
| 2021-06-01 | Employee Stock Options (right to buy) | $67.71 | A | 12697 | Acquired | 2031-06-02 | Common Stock (12697.0) | Direct |
Footnotes
F1: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.
F2: RSUs vest over four years. One-fourth of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each month during the remaining three years following such first anniversary.
F3: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.
F4: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 14,768 (subject to any subsequent stock splits and the like).
F5: Not applicable
F6: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.
F7: Options vest over four years. One-fourth of the Options vest on the first anniversary of the grant date (i.e., the date indicated in Column 3 of Table II), and the balance vests proportionately each month during the remaining three years following such first anniversary.