DIGITAL ALLY, INC.

Regulatory Filings • Jul 2, 2020

POS AM 1 formposam.htm

As filed with the Securities and Exchange Commission on July 2, 2020

Registration No. 333-225227

Field: Rule-Page

Field: /Rule-Page

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

POST-EFFECTIVE AMENDMENT NO. 1

TO

FORM S-3

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

Digital Ally, Inc.

(Exact name of registrant as specified in its charter)

Nevada	20-0064269
(State
or other jurisdiction of
incorporation or organization)	(I.R.S.
Employer Identification
No.)

Digital Ally, Inc.

15612 College Blvd.

Lenexa, KS 66219

(913) 814-7774

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Stanton E. Ross

Chief Executive Officer

Digital Ally, Inc.

15612 College Blvd.,

Lenexa, KS 66219

(913) 814-7774

(Name, address, including zip code, and telephone number, including area code, of agent for service)

Copies to:

David E. Danovitch, Esq. Scott M. Miller, Esq. Michael DeDonato, Esq. Sullivan & Worcester LLP 1633 Broadway New York, NY 10019 (212) 660-3060 Christian J. Hoffmann, III 15612 College Blvd. Lenexa, KS 66219 (913) 814-7774

Approximate date of commencement of proposed sale to the public: Not applicable. Removal of registration of securities that were not sold pursuant to the above-referenced registration statement.

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [ ]

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. [X]

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. [ ]

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. [ ]

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act:

| Large
accelerated filer | Accelerated
filer | [ ] |
| --- | --- | --- |
| Non-accelerated
filer [X] | Smaller
reporting company | [X] |
| | Emerging
growth company | [ ] |

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. [ ]

Field: Rule-Page

Field: /Rule-Page

Field: Page; Sequence: 1

Field: /Page

DEREGISTRATION OF SECURITIES

This Post-Effective Amendment No. 1 (the “Post-Effective Amendment”) relates to the Registration Statement on Form S-3 (No. 333-225227) filed by Digital Ally, Inc. (the “Company”) on May 25, 2018 (the “Registration Statement”). The Company is filing this Post-Effective Amendment to withdraw and remove from registration the unissued and unsold (i) shares of the Company’s common stock, (ii) warrants, (iii) debt securities, (iv) convertible debt securities, (5) rights, and (vi) units comprised of any of the foregoing securities, issuable by the Company pursuant to the Registration Statement.

In accordance with an undertaking made by the Company in the Registration Statement to remove from registration, by means of a post-effective amendment, any of its securities that remain unsold at the termination of the offering, the Company hereby removes from registration all such securities registered under the Registration Statement that remain unsold as of the date hereof.

Field: Page; Sequence: 2

Field: /Page

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing of the Post-Effective Amendment to Registration Statement on Form S-3 and has duly caused this Form S-3 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Lenexa, State of Kansas, on the 2 nd day of July, 2020.

| DIGITAL
ALLY, INC. | |
| --- | --- |
| By: | /s/ Stanton E. Ross |
| | Stanton
E. Ross |
| | Chairman,
President and Chief Executive Officer |
| | (Principal
Executive Officer) |

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to Registration Statement has been signed by the following persons in the capacities and on the dates stated.

| Signature
and Title | Date |
| --- | --- |
| /s/ Stanton E. Ross | July
2, 2020 |
| Stanton
E. Ross, Director and Chief Executive Officer | |
| /s/ Leroy C. Richie | July
2, 2020 |
| Leroy
C. Richie, Director | |
| /s/ Michael J. Caulfield | July
2, 2020 |
| Michael
J. Caulfield, Director | |
| /s /
Daniel F. Hutchins | July
2, 2020 |
| Daniel
F. Hutchins, Director | |
| /s/ Thomas J. Heckman | July
2, 2020 |
| Thomas
J. Heckman, Chief Financial Officer, Secretary, Treasurer and Principal Accounting Officer | |

Field: Page; Sequence: 3; Options: Last

Field: /Page