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DIGITAL ALLY, INC. — Director's Dealing 2021
Dec 14, 2021
35474_dirs_2021-12-13_c6278263-e225-418b-8b76-12c71649979f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DIGITAL ALLY INC (DGLY)
CIK: 0001342958
Period of Report: 2021-12-13
Reporting Person: Han Peng (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 69000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.20 | 2025-08-12 | Common Stock (500) | Direct | |
| Employee Stock Option (Right to Buy) | $7.04 | 2025-10-28 | Common Stock (1000) | Direct | |
| Employee Stock Option (Right to Buy) | $3.20 | 2025-07-06 | Common Stock (1125) | Direct | |
| Employee Stock Option (Right to Buy) | $3.20 | 2026-07-06 | Common Stock (1500) | Direct | |
| Employee Stock Option (Right to Buy) | $4.16 | 2026-03-22 | Common Stock (750) | Direct | |
| Employee Stock Option (Right to Buy) | $4.16 | 2027-03-22 | Common Stock (750) | Direct | |
| Employee Stock Option (Right to Buy) | $3.24 | 2024-08-14 | Common Stock (100) | Direct | |
| Employee Stock Option (Right to Buy) | $3.24 | 2025-08-14 | Common Stock (200) | Direct | |
| Employee Stock Option (Right to Buy) | $3.24 | 2026-08-14 | Common Stock (300) | Direct | |
| Employee Stock Option (Right to Buy) | $3.24 | 2027-08-14 | Common Stock (400) | Direct |
Footnotes
F1: 5,000 restricted shares of common stock, par value $0.001 of the Issuer ("Common Stock"), granted January 3, 2020,
pursuant to the issuer's 2018 Stock Option and Restricted Stock plan, which will vest on January 2, 2022.
F2: 50,000 restricted shares of common stock, par value $0.001 of the Issuer ("Common Stock"), granted September 20, 2021,
pursuant to the issuer's 2020 Stock Option and Restricted Stock Plan, vesting in equal installments on the first and second
anniversaries of September 20, 2021.
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