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D'Ieteren Group — Major Shareholding Notification 2013
Jun 27, 2013
3937_rns_2013-06-27_d3aa3ada-3056-4660-8ee5-4b65c2c1e3b2.pdf
Major Shareholding Notification
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FORM TR-1 BE PART I
| 1) Status of the notification | ||||||
|---|---|---|---|---|---|---|
| -- | ------------------------------- | -- | -- | -- | -- | -- |
| $\overline{\phantom{a}}$ |
|---|
Name D'IETEREN Identification number 0403-448-140
3) Reason for the notification
| Acquisition or disposal of voting securities or voting rights | |
|---|---|
4) Notification by
2) Issuer
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name (& legal form for legal persons) |
Address (for legal persons) |
|---|---|
| Sun Life Financial Inc. | 150 King Street, Toronto ON Canada M5H1J9 |
| MFS Investment Management | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| MFS Heritage Trust Company | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| MFS Institutional Adivors, Inc. | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| IMFS International Ltd. | Canon's Court, 22 Victoria Street, Hamilton, HM12, Bermuda |
| MFS International (U.K.) Ltd. | Patemoster House, 65 St. Paul's Churchyard, London EC4M 8AB, U.K. |
| MFS Investment Management K.K. | 16 F Daldo Seimei Kasumigaseki Building, 1-4-2 Kasumigaseki, Chiyoda-ku, Tokyo |
6) Persons that dispose of, ... voting rights (Only to be filled in if art. 7 of the Law applies)
| # of voting rights | # of voting rights | % of voting rights | |||
|---|---|---|---|---|---|
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Sun Life Financial Inc. | 0.00% | ||||
| MFS Investment Management | 821,641 | $1.36\%$ | |||
| MFS Heritage Trust Company | 20,370 | 0.03% | |||
| MFS Institutional Advisors, Inc. | 1,028,937 | 1.71% | |||
| IMFS International Ltd. | 103,950 | 0.17% | |||
| MFS International (U.K.) Limited | റ | 964,121 | 1.60% | ||
| MFS Investment Management K.K. | 0 | 97.890 | 0.16% | ||
| subtotal | 3,036,909 | 5.04% | |||
| TOTAL | 3,036,909 | 5.04% | $0.00\%$ |
Start with "groups" of holders. Calculate subtotals and then finish with the
persons who are "alone".
The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| TOTAL | (in relation to all expiration dates) | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial linstruments) |
# of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 3,036,909 | 5.04% |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
Please describe, or join a diagram in attachment
The filing is made on behalf of Sun Life Financial Inc., a company incorporated under the Insurance Companies Act of Canada which is the ultimate controlling undertaking of MFS Investment Management which is a corporation incorporated under the laws of Delaware; MFS Heritage Trust, a Trust incorporated under the laws of New Hampshire; MFS Institutional Advisors, Inc., a corporation incorporated under the laws of New Hampshire; MFS Institutional Advisors, Inc., a corporation incorporated under corporation incorporated under the laws of Japan; MFS International Ltd., a company incorporated under the laws of Bermuda.
12) In case of proxy voting for only one GM
| Holder | will cease to hold will hold again |
กเ | voting rights as of | |
|---|---|---|---|---|
13) Additional information
| [A) Convertible bonds and rights to subscribe to voting securities not yet issued | ||||||
|---|---|---|---|---|---|---|
| Holder | Type of financial Instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
|
| B) Shares without voting rights | ||
|---|---|---|
| Holder | Number | |
C) Remarks
MFS Investment Management and Sun Life Financial, Inc. have each adopted an ethical wall policy to ensure that there are appropriate informational barriers between MFS Investment Management and Its
$\bigoplus$
| subsidiaries (collectively, "MFS") and Sun Life Financial, Inc. and its subsidiaries other than MFS (collectively, "SLF"), such that no employee, officer or director of SLF may be involved in voting or investment decisions for securities owned or managed by MFS or provide direction or information to individuals at MFS with the intent of influencing voting or investment decisions. |
||
|---|---|---|
| Done at | 111 Huntington Avenue, Boston, MA 02199 USA | |
| On | 24/06/2013 | (DD/MM/YYYY) |
| Name & capacity |
Robert R. Flaherty, Compliance Officer - Vice
Signature
Persons subject to the notification requirement
| Name (& legal form for legal persons) |
Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
| Sun Life Financial Inc. | 150 King Street, Toronto ON Canada M5H1J9 | 617-954-5814 | [email protected] | Robert R. Flaherty |
| MFS Investment Management | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. | 617-954-5814 | [email protected] | Robert R. Flaherty |
| MFS Heritage Trust Company | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. | 617-954-5814 | [email protected] | Robert R. Flaherty |
| MFS Institutional Adivors, Inc. | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. | 617-954-5814 | [email protected] | Robert R. Flaherty |
| MFS International Ltd. | Canon's Court, 22 Victoria Street, Hamilton, HM12, Bermuda | 617-954-5814 | [email protected] | Robert R. Flaherty |
| MFS International (U.K.) Ltd. | Paternoster House, 65 St. Paul's Churchyard, London EC4M | 617-954-5814 | [email protected] | Robert R. Flaherty |
| MFS Investment Management IK.K. |
16 F Daido Seimei Kasumigaseki Building, 1-4-2 Kasumigaseki, Chiyoda-ku, Tokyo |
617-954-5814 | [email protected] | Robert R. Flaherty |
Mandatary
| Name (& legal form for legal persons) |
Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
Invoicing data
| Name (& legal form for legal Dersons |
Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
| IMFS Investment Management | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. | 617-954-5814 | [email protected] | Robert R. Flahertv |
The personal data provided via this form will be processed by the FSMA (Congresstraat/rue du Congrès 12-14, 1000 Brussels) in accordance with the Law of 8 December
1992 on the protection of privacy as regards the processin 2007 and its implementing decrees. The processed data may, if appropriate, be communicated to third parties on the conditions referred to in Articles 74 and 75 of the Law of 2 August 2002 on the supervision of the financial sector and on financial services. Insofar as the processed data do not fall under the professional secrecy obligation of the FSMA, the natural persons whose data are being processed have the right to inspect and correct such data in accordance with Articles 10 and 12 of the aforementioned Law of 8 December 1992.