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DIEBOLD NIXDORF, Inc Director's Dealing 2023

Aug 12, 2023

31656_dirs_2023-08-11_03393a88-f0a4-4c60-9db5-1304f9eb76e0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2023-08-11

Reporting Person: Heyden Olaf Robert (EVP, COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-11 Common Shares J 361525 $0.00 Disposed 0 Direct
2023-08-11 Common Shares J 1000 $0.00 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-11 Non-Qualified Stock Option $26.60 J 49650 Disposed 2027-02-08 Common Shares (49650) Direct
2023-08-11 Non-Qualified Stock Option $18.75 J 30278 Disposed 2028-02-01 Common Shares (30278) Direct
2023-08-11 Non-Qualified Stock Option $4.08 J 47407 Disposed 2029-01-29 Common Shares (47407) Direct
2023-08-11 Non-Qualified Stock Option $11.96 J 12614 Disposed 2030-01-30 Common Shares (12614) Direct

Footnotes

F1: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

F2: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F3: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.