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DIEBOLD NIXDORF, Inc — Director's Dealing 2021
Feb 3, 2021
31656_dirs_2021-02-03_527d87d4-4193-478f-a6e9-6eefa6262ddc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2021-01-30
Reporting Person: Heyden Olaf Robert (SVP, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-30 | Common Shares | F | 4475 | $13.66 | Disposed | 228012 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $26.6 | 2027-02-08 | Common Shares (49650.0) | 49650 | Direct |
| Non-Qualified Stock Option | $18.75 | 2028-02-01 | Common Shares (30278.0) | 30278 | Direct |
| Non-Qualified Stock Option | $4.08 | 2029-01-29 | Common Shares (47407.0) | 47407 | Direct |
| Non-Qualified Stock Option | $11.96 | 2030-01-31 | Common Shares (12614.0) | 12614 | Direct |
Footnotes
F1: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award
F2: Number includes restricted stock units.
F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F4: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.